Organizational Structure

Fortrend Securities Pty Ltd introduces accounts Fortrend Securities Inc. It holds an Australian Financial Services Licence (AFSL) and is responsible for servicing your account. Fortrend Securities Inc is a member of FINRA.

Fortrend’s clearing firm is  responsible for the custody of assets, publishing statements, confirmations, sending proxy material and processing corporate actions among other things.  The clearing firm operates like the “back office” while Fortrend is the “Front Office” and is responsible for service and advice.